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List of Finance(Securities) x Manager job vacancies in Hong Kong

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Compliance Manager【Famous Japan Securities Company】(10807) ID:10807

Job Description -Coordinate with regulatory authorities (e.g. SFC) and other law enforcement bodies in their investigations by maintaining active dialogues and promptly providing information as requested.
-Prepare the filling to relevant regulatory authorities (e.g. SFC)
-Handling licensing matters
-Conduct compliance monitoring reviews
-Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits, FX License registration and examinations
-Monitor standard business activities, functions and practices to ensure compliance with regulations and policies
-Coordinate and provide compliance training (e.g. AML & CPT) to in-house staff
-Establish and develop appropriate and effective internal compliance policies and procedures on any new regulatory requirements and business activities or products
-Carry out investigation in relation to compliance-related complaints
-Handle ad hoc projects
Required Qualifications Experience: Minimum 3 year experience in compliance
Education: University graduate with degree in related discipline (e.g. accounting, law)
Language: Excellent communication in Chinese and English
Skill: Strong analytical and/or legal documentation reviewing and problem-solving skills with good practical judgment

Salary Monthly Salary 38,000HKD 〜 50,000HKD
Location Hong Kong,Central and Western District,Location

【日系大手証券会社!】フィナンシャルコンサルタント ID:10175

Job Description 香港にある日系証券会社にて機関投資家や個人投資家向けの新規開拓営業を担当いただきます。

Required Qualifications 【必須】
Salary Monthly Salary 25,000HKD 〜 40,000HKD
Location Hong Kong,Central and Western District,Location

Sales Executive (Japanese Speaker) ID:10174

Job Description - Sales to Institutional investor and personal investor
- Business development such as cold calling, join in meeting etc...
- We mainly sell Japanese stocks to customers
Required Qualifications Nationality: Hong Kong
Language: English, Japanese, Cantonese and Chinese
Education Background: Above degree
Experience: More than 3 year of working experience as a slaes in serities field
Require skills: Japanese speaking and writing, Excel
Certificate: JLPT N1 level
Salary Monthly Salary 20,000HKD 〜 40,000HKD
Location Hong Kong,Central and Western District,Location

All3 (1〜3 )